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Demystify the rules, regulations, practices and ethics in Canada’s financial services landscape with the Conduct and Practices Handbook Course (CPH®). In a constantly evolving financial landscape, a clear understanding of the changing regulations is critical for financial professionals and organizations to stay compliant. The CPH® will broaden your career horizon as a specialist and advance your career as an investment advisor or representative so that you can help your client make the right investment decisions.
Take advantage of our exclusive, limited-time discount of 10% off your CPH® registration before July 31, 2023.
CPH®
Online version
with Printed Textbook
$877.5
$
975
Includes:
- Online, Interactive Version
- Online PDF Textbook
- Hard Copy Textbook
CPH®
Online version
with PDF Textbook
$841.5
$
935
Includes:
- Online, Interactive Version
- Online PDF Textbook
What You’ll Learn
- The standards of conduct, including the “Know Your Client” rule
- Provincial securities legislation
- Ethics theory and application in a securities firm environment
- Self-regulatory organizations’ specific rules governing conduct
- The Canadian regulatory environment
- Guidelines for appropriate dealings with clients
Course Features
Self-paced modules spread across 40 - 55 hours
Online learning format, available 24/7
