Demystify the rules, regulations, practices and ethics in Canada’s financial services landscape with the Conduct and Practices Handbook Course (CPH®). In a constantly evolving financial landscape, a clear understanding of the changing regulations is critical for financial professionals and organizations to stay compliant. The CPH® will broaden your career horizon as a specialist and advance your career as an investment advisor or representative so that you can help your client make the right investment decisions.

Take advantage of our exclusive, limited-time discount of 10% off your CPH® registration before July 31, 2023.

CPH® CPH®

CPH®

Online version
with Printed Textbook

$877.5 $ 975

Includes:

  • Online, Interactive Version
  • Online PDF Textbook
  • Hard Copy Textbook
ADD TO CART
CPH® CPH®

CPH®

Online version
with PDF Textbook

$841.5 $ 935

Includes:

  • Online, Interactive Version
  • Online PDF Textbook
ADD TO CART

What You’ll Learn

  • The standards of conduct, including the “Know Your Client” rule
  • Provincial securities legislation
  • Ethics theory and application in a securities firm environment

 

  • Self-regulatory organizations’ specific rules governing conduct
  • The Canadian regulatory environment
  • Guidelines for appropriate dealings with clients

Course Features

Self-paced modules spread across 40 - 55 hours

Self-paced modules spread across 40 - 55 hours

Online learning format, available 24/7

Online learning format, available 24/7

Earn a globally recognized CSI certificate

Earn a globally recognized CSI certificate