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CSI will be performing system maintenance on Saturday May 11th from 5 a.m. until 1 p.m. ET. You will not have access to your “myCSI” student account, nor will you be able to book, cancel or reschedule exams during this time. You can still access your online course materials by visiting connect.csi.ca then connecting to “Blackboard Learn”.

What is the course syllabus?

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Lesson 1: Money Laundering and Terrorist Financing Background

Money Laundering

Topics covered in this chapter are:

  • The Three Stages of Money Laundering
  • The Geographical Flow of Funds
  • Frequently Used Money Laundering Mechanisms
  • Money Laundering Mechanisms Involving the Securities Industry
  • Unconventional Parallel Banking and Informal Value Transfer Systems
  • How Technology Is Assisting Money Launderers

Terrorism And Terrorist Financing

Topics covered in this chapter are:

  • Detecting and Deterring Terrorist Financing

Lesson 2: Canadian Anti-Money Laundering and Anti-Terrorist Financing Regulations

Topics covered in this chapter are:

  • Early Canadian Anti-Money Laundering Regulations
  • The Regulatory Focus Changes on September 11, 2001
  • Canada’s Anti-Terrorism Measures
  • FINTRAC
  • Personal Information Protection
  • Attacking The Problem Using More Than Just Money
  • Laundering Regulations
  • International Regulatory Efforts
  • Other International Initiatives

Lesson 3: Account Related Activities

Topics covered in this chapter are:

  • Fulfilling Client Identification Requirements
  • Account Opening Red Flags
  • Account Transaction Red Flags

Lesson 4: Setting Up a Compliance Regime in Accordance with Fintrac's Guideline 4

Topics covered in this chapter are:

  • The Appointment of a Compliance Officer
  • The Development and Application of Compliance Policies and Procedures
  • Record Retention
  • Reporting Requirements
  • Auditing a Firm’s Anti-Money Laundering and Anti-Terrorist Financing Efforts
  • On-Going Compliance Training for Employees

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