CE Compliance Program Cycle 9 (CECC)

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Hours of Study: 10 hours

Enrolment Period: ends December 31, 2023

What Continuing Education (CE) credits will you earn?

- Course Level Accreditation -
AccreditationCredits
ADVOCIS - Structured Learning CE10
CFA Institute - CFA - SER10
CIM - CIM Compliance10
CIWM - CIWM Compliance10
IIROC - Compliance10
MFDA - Business Conduct - Other10
PFP - PFP Compliance10
Conflicts of Interest (CFR Series)
AccreditationCredits
ADVOCIS - Structured Learning CE2.5
AIC - Life Insurance2.5
CFA Institute - CFA - SER2.5
CFP - Practice Management2.5
CIM - CIM Compliance2.5
CIWM - CIWM Compliance2.5
CSF - Compliance 2
FSRA - Life Insurance2.5
ICBC - Life Insurance2.5
ICM - Life Insurance2.5
ICS - Life Insurance2.5
IIROC - Compliance2.5
MTI - MTI2.5
PFP - PFP Compliance2.5
QAFP - Practice Management2.5
Enhanced KYC and Suitability (CFR Series)
AccreditationCredits
ADVOCIS - Structured Learning CE3
CFA Institute - CFA - PD3
CFP - Practice Management3
CIM - CIM Compliance3
CIM - CIM Professional development3
CIWM - CIWM Compliance3
CIWM - CIWM Professional development3
CSF - Compliance 3
IIROC - Compliance3
IIROC - Professional Development3
PFP - PFP Compliance3
PFP - PFP Professional development3
QAFP - Practice Management3
Know Your Product (CFR Series)
AccreditationCredits
ADVOCIS - Structured Learning CE2.5
CFA Institute - CFA - SER2.5
CFP - Practice Management2.5
CIM - CIM Compliance2.5
CIWM - CIWM Compliance2.5
CSF - Compliance 2
IIROC - Compliance2.5
MTI - MTI2.5
PFP - PFP Compliance2.5
QAFP - Practice Management2.5
Overview of Client Focused Reforms and Relationship Disclosure (CFR Series)
AccreditationCredits
ADVOCIS - Structured Learning CE1.5
CFA Institute - CFA - PD1.5
CFP - Practice Management1.5
CIM - CIM Compliance1.5
CIWM - CIWM Compliance1.5
IIROC - Compliance1.5
MTI - MTI1.5
PFP - PFP Compliance1.5
QAFP - Practice Management1.5
Protecting Older and Vulnerable Clients
AccreditationCredits
ADVOCIS - Structured Learning CE3
AIC - Life Insurance3
CFA Institute - CFA - PD3
CFP - Practice Management3
CIM - CIM Compliance3
CIM - CIM Professional development3
CIWM - CIWM Compliance3
CIWM - CIWM Professional development3
CSF - Compliance 3
FSRA - Life Insurance3
ICBC - Life Insurance3
ICM - Life Insurance3
ICS - Life Insurance3
IIROC - Compliance3
IIROC - Professional Development3
MFDA - Business Conduct - Other3
MTI - MTI3
PFP - PFP Compliance3
PFP - PFP Professional development3
QAFP - Practice Management3

View CE credits for all CSI courses and all associations.

Please note: While CSI makes every effort to ensure that the information is up-to-date, we are unfortunately unable to fully guarantee its accuracy. The information listed in the charts above may be subject to change.

What is the quiz structure?

Structure Information
Quiz Format Online
Question Format Multiple Choice
Questions Per Quiz 20
Number of Quizzes 1 for each course
Passing Grade 60%
Attempts Allowed Unlimited