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CSI will be performing system maintenance on Saturday May 11th from 5 a.m. until 1 p.m. ET. You will not have access to your “myCSI” student account, nor will you be able to book, cancel or reschedule exams during this time. You can still access your online course materials by visiting connect.csi.ca then connecting to “Blackboard Learn”.

What are the course modules?

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Course 1 - Conflicts of Interest - CFR 2024 Series

Topics covered in this section are:

  • Understanding Conflicts of Interest
  • Addressing Conflicts of Interest
  • Note Taking and Documentation

Course 2 - Know Your Product - CFR 2024 Series

Topics covered in this section are:

  • Background on KYP and Historical Issues
  • Applicable Industry Rules and Regulations
  • The Creation and Implementation of a KYC and Product Due Diligence Program
  • Note Taking and Documentation

Course 3 - Enhanced KYC and Suitability - CFR 2024 Series

Topics covered in this section are:

  • Overview of KYC and Suitability
  • The Know Your Client Rule
  • Suitability Determination

Course 4 - Protecting Aging and Vulnerable Clients - CFR 2024 Series

Topics covered in this section are:

  • Background on Vulnerable Clients
  • Compliance Considerations when Dealing with Vulnerable Clients
  • Detecting and Preventing Exploitation
  • Note Taking and Documentation

Course 5 - Keeping up with Regulatory Change

Topics covered in this section are:

  • Overview of the CFRs and the Regulatory Environment
  • Relationship Disclosure and other Regulatory Requirements
  • Ethical Conduct and the Consequences of Noncompliance

How will you learn?

CSI’s online learning system helps you meet your study goals. You’ll benefit from:

  • eLearning course delivered in an easy to read modularized format, available 24/7
  • Available in both English and French
  • Includes a short online test to validate that employees have completed the training
  • Provides tracking and reporting of employees that are registered and have completed the training requirement
  • Easy registration into the eLearning through a jump page