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CSI will be performing system maintenance on Saturday May 11th from 5 a.m. until 1 p.m. ET. You will not have access to your “myCSI” student account, nor will you be able to book, cancel or reschedule exams during this time. You can still access your online course materials by visiting connect.csi.ca then connecting to “Blackboard Learn”.

What is the course syllabus?

  • The History and Key Features of Exchange-traded Funds (ETFs)
    • History of exchange-traded funds
    • Key features of exchange-traded funds
    • Key differences between exchange-traded funds and open-end and closed-end funds

  • The Various Types of ETFs
    • Explanation of the various types of ETFs and also the creation and redemption process for ETFs

  • The Risks of Investing in ETFs
    • General investment risk
    • Risks specific to ETFs
    • Specific risks associated with the use of leveraged, inverse and commodity based ETFs
    • Risks and implications of ETF liquidations

  • The Regulatory Environment
    • Gatekeeper responsibilities of the dealer member
    • Due diligence best practices for ETF client suitability
    • Sales practice obligations relating to leveraged and inverse ETFs
    • CIRO regulatory guidance on leveraged and inverse ETFs

  • ETF Trading Strategies and Taxation
    • Investment strategies using ETFs
    • Trading ETFs
    • Tax efficiency, purchasing and selling, and other tax considerations of ETFs