What Continuing Education (CE) credits will you earn?
CFA Institute CFA - SER
CIM CIM Compliance
CFA Institute CFA - PD
CIWM CIWM Compliance
PFP PFP Compliance
View CE credits
for all CSI courses and all associations.
While CSI makes every effort to ensure that the information is up-to-date, we are unfortunately unable to fully guarantee its accuracy. The information listed in the chart may be subject to change. More detailed information on CE Credits is available.
What is the exam weighting?
Introduction to Compliance and Managing Relationships
Investment Industry Landscape and Regulatory Mandates
Risk Management, Compliance Structure, and Registration Requirements