This course is not available for sale.
This course will help advisors ensure that social media tools are used in a manner that is compliant with existing rules and regulations when reaching out to clients. Rapid change of technology has led to changes to regulation and compliance as the investment industry and its regulators embrace these changes in an effort to support registrants who are seeking new and innovative ways to interact with and service clients.
Upon completion of the course, you will gain a solid understanding of applicable industry social media rules and regulations, the supervision of social media use by your Dealer Member, as well as other issues and practical considerations for supervisors and registrants for effective and compliant social media use.
Enrol if you are:
It is recommended for individuals who are subject to CE compliance requirements.