Sales and Trading Compliance for Investment Representatives

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Hours of Study: 3.5 Hours

Enrolment Period: 6 Months

What Continuing Education (CE) credits will I earn?

CIWM CIWM Compliance3.5
CIM CIM Compliance3.5
IIROC Compliance3.5
PFP PFP Compliance3.5
ADVOCIS Structured Learning CE3.5
MFDA Business Conduct - Other3.5

View CE credits for all CSI courses and all associations.

While CSI makes every effort to ensure that the information is up-to-date, we are unfortunately unable to fully guarantee its accuracy. The information listed in the chart may be subject to change. More detailed information on CE Credits is available.

What is the quiz structure?

Structure Information
Quiz Format Online
Question Format Multiple Choice
Questions Per Quiz 30
Passing Grade 60%
Attempts Allowed Unlimited