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CSI will be performing system maintenance on Saturday May 11th from 5 a.m. until 1 p.m. ET. You will not have access to your “myCSI” student account, nor will you be able to book, cancel or reschedule exams during this time. You can still access your online course materials by visiting connect.csi.ca then connecting to “Blackboard Learn”.

Important :

This course is not available for sale.

About

This course will help investment advisors and dealer members deal with issues that arise when dealing with vulnerable clients. While some of these issues are somewhat obvious and typical, such as know-your-client information and regular updates, suitability and know-your-product, and effective communication strategies, others are novel, such as the creation and documentation of a “trusted person”. This course will also help registrants understand the delicate position they are placed in when a client is determined to be vulnerable and whether the registrants are in a position to seek “safe harbour” for their actions.

Who should enrol?

  • Investment Advisors
  • Financial Planners
  • Wealth Managers
  • Individuals who are subject to CE compliance requirements

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