Canadian Securities Institute, Moody's Analytics Training & Certification Services
Mobile Menu

Careers in Compliance

If you have a rigorous sense of responsibility, a meticulous eye for detail and inspire others with your high standards, a career in the compliance area of a financial services firm may be a good fit. Employees in compliance protect the integrity of a firm, its finances and its client accounts. Duties include making sure regulatory requirements are met, guarding against irregularities in financial transactions, investigating complaints as well as managing internal and regulatory policies and procedures.

Career Related Courses & Seminars
Compliance Officer