Defacto entry requirement for many financial services jobs
Completes the first step towards earning your investment representative or registered representative license
Completes the first step towards fulfilling the Portfolio Management Registration requirements with the Investment Industry Regulatory Organization of Canada (IIROC) or Canadian Securities Administrators (CSA)
Recognized by regulatory bodies in the United States, United Kingdom, Hong Kong and France for broker/advisor registration (local top-up would be required)
Fulfill the licensing requirement for the following CSA licensing categories:
Mutual Fund Sales Representative
Exempt Market Dealer Representative
Once completed, this course can be kept valid for IIROC purposes beyond its regulatory time limit through participation in IIROC's Voluntary Participation Program or completion of a higher level course approved by IIROC.