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IIROC Voluntary Participation Program:

Are you worried that your course validity period will expire before you actually need it for your job?

If you:

  • Have never been approved with an IIROC member firm, then the validity for the Canadian Securities Course is 3 years and 2 years for all other licensing courses.
  • Have left an IIROC member firm, all licensing courses remain valid for a 3 year period following the date of termination, provided you were registered in a category that required the course.

How can you keep your course valid for licensing purposes?

You can participate in the IIROC Voluntary CE program.

How does The IIROC Voluntary CE Program work?

Voluntary Participation applies only to the Canadian Securities Course (CSC®) and Conduct and Practices Handbook Exam (CPH) for the purposes of applying or re-applying for registration with IIROC, beyond the time limits.

Voluntary Participation requires the completion of a Compliance course AND a Professional Development course within each 3 year IIROC CE Cycle.

For information on IIROC’s Voluntary Participation CE program, please refer to MR Notice 323 and MR Notice 376.

Courses approved by IIROC for the Voluntary CE Participation program can be found by clicking here.

Please direct any inquiry you may have about your applicability for this program to: cehelp@IIROC.ca.

The following CSI Courses have been approved by the Investment Industry Regulatory Organization of Canada (IIROC) for voluntary participation in the IIROC CE program.

Compliance:

Professional Development:

*Either Professional Development or Compliance but not both.

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