Canadian Securities Institute, Moody's Analytics Training & Certification Services
Mobile Menu

At CSI, the well-being of our valued learners and staff is our highest priority. Click here for more information on our response to COVID-19 and booking your exam.

Complete Course & Certification Exams List

RETAIL BANKING
Financial Advice Price(Cdn$)
Applied Financial Planning (AFP) Certification Examination  
Proctored exam with online resources $625.00
Branch Compliance Officer's Course (BCO)  
Online, interactive version with hard-copy textbook $455.00
Online, interactive version with PDF textbook $415.00
Canadian Securities Course (CSC®)  
Online, interactive version with online textbook (PDF) $1065.00
Online, interactive version with hard-copy textbook $1165.00
Canadian Securities Course (CSC®) Value Pack Combo $1465.00
Financial Planning I (FP I)  
Online, interactive version with online textbook (PDF) $725.00
Online, interactive version eBook & hard-copy textbook $800.00
Financial Planning II (FP II)  
Online, interactive version with online textbook (PDF) $725.00
Online, interactive version eBook & hard-copy textbook $800.00
Investment Funds in Canada (IFC)  
Investment Funds in Canada (IFC) Value Pack Combo $640.00
Online, interactive version with hard copy textbook $445.00
Online, interactive version with PDF textbook $395.00
Personal Financial Services Advice (PFSA)  
Online, interactive version with online textbook (PDF) $650.00
Online, interactive version eBook & hard-copy textbook $725.00
Lending Price(Cdn$)
Personal Financial Services Advice (PFSA)  
Online, interactive version with online textbook (PDF) $650.00
Online, interactive version eBook & hard-copy textbook $725.00
Personal Lending & Mortgages (PLM)  
Online, interactive version with online textbook (PDF) $565.00
Online, interactive version with hard-copy textbook $640.00
Bank Management Price(Cdn$)
Bank Management Fundamentals  
Online, interactive version with online textbook (PDF) $565.00
Online, interactive version with hard-copy textbook $640.00
Business Development Planning - Bank Management (BDPM)  
Online, interactive version with online textbook (PDF) $550.00
Online, interactive version with hard-copy textbook $625.00
People & Team Management  
Online, interactive version with online textbook (PDF) $550.00
Online, interactive version with hard-copy textbook $625.00
FINANCIAL PLANNING & INSURANCE
Securities Sector Price(Cdn$)
Applied Financial Planning (AFP) Certification Examination  
Proctored exam with online interactive content $625.00
Financial Planning Integration Course (FPIC)  
The FPIC - Bankers Path includes the most up-to-date versions of the following courses: IFC, PFSA, FPI, and FPII. Select this course if you have successfully completed the aforementioned courses. $400.00
The FPIC - Investment Advisors Path includes the most up-to-date versions of the following courses: CSC, FPSU, and WME. Select this course if you have successfully completed the aforementioned courses. $400.00
Canadian Securities Course (CSC®)  
Online, interactive version with online textbook (PDF) $1065.00
Online, interactive version with hard-copy textbook $1165.00
Canadian Securities Course (CSC®) Value Pack Combo $1465.00
Financial Planning Supplement (FPSU)  
Online, interactive version with hard-copy textbook $955.00
Online, interactive version with online textbook (PDF) $910.00
Fundamentals of Financial Planning (FOFP)  
Online, interactive version with online textbook (PDF) $675.00
Online, interactive version with hard-copy textbook $747.00
Wealth Management Essentials (WME)  
Online, interactive version including the online WME textbook & KPMG Tax Planning for You & Your Family (PDF) $1350.00
Online, interactive version including hard-copies of the WME textbook & KPMG Tax Planning for You & Your Family $1450.00
WME for Financial Planners  
Online, interactive version including the online WME textbook & KPMG Tax Planning for You & Your Family (PDF) $825.00
Online, interactive version including hard-copies of the WME textbook & KPMG Tax Planning for You & Your Family $925.00
WME for Investment Managers  
Online, interactive version including the online WME textbook & KPMG Tax Planning for You & Your Family (PDF) $825.00
Online, interactive version including hard-copies of the WME textbook & KPMG Tax Planning for You & Your Family $925.00
WME for Wealth Managers  
Online, interactive version including the online WME textbook & KPMG Tax Planning for You & Your Family (PDF) $825.00
Online, interactive version including hard-copies of the WME textbook & KPMG Tax Planning for You & Your Family $925.00
Banking Sector Price(Cdn$)
Applied Financial Planning (AFP) Certification Examination  
Proctored exam with online interactive content $625.00
Canadian Securities Course (CSC®)  
Online, interactive version with online textbook (PDF) $1065.00
Online, interactive version with hard-copy textbook $1165.00
Canadian Securities Course (CSC®) Value Pack Combo $1465.00
Financial Planning I (FP I)  
Online, interactive version with online textbook (PDF) $725.00
Online, interactive version eBook & hard-copy textbook $800.00
Financial Planning II (FP II)  
Online, interactive version with online textbook (PDF) $725.00
Lending,Retirement and Insurance Supplement  
Course includes pdf, e-Books and review questions $600.00
Investment Funds in Canada (IFC)  
Investment Funds in Canada (IFC) Value Pack Combo $640.00
Online, interactive version with hard copy textbook $445.00
Online, interactive version with PDF textbook $395.00
Personal Financial Services Advice (PFSA)  
Online, interactive version with online textbook (PDF) $650.00
Online, interactive version eBook & hard-copy textbook $725.00
Mutual Fund & Insurance Sector Price(Cdn$)
Accident & Sickness Insurance Course (ASIC) - Canada  
Course includes electronic modular textbook & on-line learning activities   $195.00
Accident & Sickness Insurance Course (ASIC) - Common Law  
Course includes electronic modular textbook & on-line learning activities   $195.00
Accident & Sickness Insurance Course (ASIC) - Civil Code  
Course includes electronic modular textbook & on-line learning activities   $195.00
Canadian Securities Course (CSC®)  
Online, interactive version with online textbook (PDF) $1065.00
Online, interactive version with hard-copy textbook $1165.00
Canadian Securities Course (CSC®) Value Pack Combo $1465.00
Investment Funds in Canada (IFC)  
Investment Funds in Canada (IFC) Value Pack Combo $640.00
Online, interactive version with hard copy textbook $445.00
Online, interactive version with PDF textbook $395.00
Fundamentals of Financial Planning (FOFP)  
Online, interactive version with online textbook (PDF) $675.00
Online, interactive version eBook & hard-copy textbook $747.00
Building a Mutual Funds Advisory Practice (BMAP)  
Online, interactive version with online textbook (PDF) $550.00
Online, interactive version with hard-copy textbook $595.00
Lending,Retirement and Insurance Supplement  
Course includes pdf, e-Books and review questions $600.00
LLQP Insurance Course (LIC) - Common Law
(Prerequisite course to qualify to write the provincial Life Licence Qualification Program (LLQP) examination for all provinces and territories excluding Quebec)
 
Course includes electronic modular textbook & on-line learning activities $395.00
LLQP Insurance Course (LIC) - Civil Code
(Prerequisite course to qualify to write the provincial Life Licence Qualification Program (LLQP) examination for the province of Quebec only)
 
Course includes electronic modular textbook & on-line learning activities $395.00
LLQP Insurance Course (LIC) - Canada
(Prerequisite course to qualify to write the provincial Life Licence Qualification Program (LLQP) examination for all provinces and territories including Quebec)
 
Course includes electronic modular textbook & on-line learning activities $395.00
Insurance Ethics & Professional Practice Module (IEPP) - Common Law  
Course includes electronic modular textbook & on-line learning activities   $95.00
Insurance Ethics & Professional Practice Module (IEPP) - Civil Code  
Course includes electronic modular textbook & on-line learning activities   $95.00
Financial Planning - Quebec IQPF Price(Cdn$)
Fundamentals of Personal Finance - Quebec (0700)  
Online, interactive version with hard-copy textbook (PFP-Quebec) $450.00
Investment & Taxation Fundamentals - Quebec (0774)  
Online, interactive version with hard-copy textbook $450.00
Insurance & Retirement - Quebec (0778)  
Online, interactive version with hard-copy textbook $450.00
Investment & Tax Planning - Quebec (0782)  
Online, interactive version with hard-copy textbook $450.00
Risk Management & Estate Planning* - Quebec (0786)  
Online, interactive version with hard-copy textbook $450.00
Investment Funds in Canada (IFC)  
Investment Funds in Canada (IFC) Value Pack Combo $640.00
Online, interactive version with hard copy textbook $445.00
Online, interactive version with PDF textbook $395.00
Economics (0960)  
Online, interactive version with hard-copy textbook $585.00
Accounting (0955)  
Online, version with eBook $585.00
Legal & Ethical Aspects of Financial Planning (0790)  
Online, interactive version with hard-copy textbook $450.00
Financial Planning for Businesses in Quebec (0125)  
Online, interactive version with hard-copy textbook $450.00
Investors Price(Cdn$)
Futures Licensing Course (FLC)  
Online, interactive course with PDF textbook $620.00
Online, interactive course with hard-copy of textbook $660.00
Canadian Securities Course (CSC®) for Investors  
Online, interactive program; with online textbook (PDF) $550.00
Online, interactive program; with hard-copy textbook $650.00
Value Pack Combo $926.00
INVESTMENT MANAGEMENT & TRADING
Securities Price(Cdn$)
Canadian Securities Course (CSC®)  
Online, interactive version with online textbook (PDF) $1065.00
Online, interactive version with hard-copy textbook $1165.00
Canadian Securities Course (CSC®) Value Pack Combo $1465.00
Conduct & Practices Handbook Course (CPH)  
Online, interactive version with online textbook (PDF) $785.00
Online, interactive version with hard-copy textbook $825.00
Investment Representative Training Program (30-day) (IRT)  
Online, with online interactive content $485.00
Investment Advisor Training Program (90-day) (IATP)  
Online, interactive version with online textbook (PDF) $635.00
Investment Management Techniques (IMT)  
Online, interactive version with online textbook (PDF) $965.00
Online, interactive version with hard-copy textbooks $1040.00
Portfolio Management Techniques (PMT)  
Online, Interactive version with Hard Copy Textbook $1030.00
Online, Interactive version with PDF Textbook $990.00
Wealth Management Essentials (WME)  
Online, interactive version including the online WME textbook & KPMG Tax Planning for You & Your Family (PDF) $1350.00
Online, interactive version including hard-copies of the WME textbook & KPMG Tax Planning for You & Your Family $1450.00
WME for Financial Planners  
Online, interactive version including the online WME textbook & KPMG Tax Planning for You & Your Family (PDF) $825.00
Online, interactive version including hard-copies of the WME textbook & KPMG Tax Planning for You & Your Family $925.00
WME for Investment Managers  
Online, interactive version including the online WME textbook & KPMG Tax Planning for You & Your Family (PDF) $825.00
Online, interactive version including hard-copies of the WME textbook & KPMG Tax Planning for You & Your Family $925.00
WME for Wealth Managers  
Online, interactive version including the online WME textbook & KPMG Tax Planning for You & Your Family (PDF) $825.00
Online, interactive version including hard-copies of the WME textbook & KPMG Tax Planning for You & Your Family $925.00
Advanced Investment Strategies (AIS)  
Online, interactive version with hard-copy textbook $845.00
Online, interactive version with online textbook (PDF) $770.00
New Entrants Course (NEC)  
Online, interactive version with online textbooks (PDF) $1400.00
Online, interactive version with hard-copy textbook $1575.00
Derivatives Price(Cdn$)
Advanced Derivatives Market Strategies Course (ADMS)  
Online, interactive version with online textbook (PDF) $910.00
Online, interactive version with hard-copy textbook $985.00
Derivatives Fundamentals Course (DFC)  
Online, interactive version with online textbook (PDF) $880.00
Online, interactive version with hard-copy textbook $955.00
Derivatives Fundamentals & Options Licensing Course (DFOL)  
Online version, with electronic DFC textbook (PDF) & hard-copy OLC textbook $1250.00
Online, interactive version with hard-copy DFC & hard-copy OLC textbooks $1325.00
Futures Licensing Course (FLC)  
Online, interactive course with hard-copy textbook $660.00
Online, interactive version with PDF textbook $620.00
Options Licensing Course (OLC)  
Online, interactive version with hard-copy textbook $600.00
Options Supervisors Course (OPSC)  
Online, interactive version with hard-copy textbook $1195.00
Canadian Commodity Supervisors Exam (CCSE)  
Online, interactive version with hard-copy textbook $1080.00
Trading Price(Cdn$)
Trader Training Course (TTC)  
Online, interactive version with hard-copy textbook $1250.00
Fixed Income Trading & Sales (FIT)  
Online, interactive version with online textbook (PDF) $215.00
Equity Trading & Sales (ETS)  
Online, interactive version with online textbook (PDF) $215.00
Technical Analysis Course (New) (TACN)  
Online, interactive version with hard-copy textbook $760.00
Mutual Funds Price(Cdn$)
Canadian Securities Course (CSC®)  
Online, interactive version with online textbook (PDF) $1065.00
Online, interactive version with hard-copy textbook $1165.00
Canadian Securities Course (CSC®) Value Pack Combo $1465.00
Investment Funds in Canada (IFC)  
Investment Funds in Canada (IFC) Value Pack Combo $640.00
Online, interactive version with hard copy textbook $445.00
Online, interactive version with PDF textbook $395.00
The 90-Day MF Skills Builder  
Online, with online interactive content $190.00
Building a Mutual Funds Advisory Practice (BMAP)  
Online, interactive version with online textbook (PDF) $550.00
Online, interactive version with hard-copy textbook $595.00
Investors Price(Cdn$)
Futures Licensing Course (FLC)  
Online, interactive course with PDF textbook $620.00
Online, interactive course with hard-copy of textbook $660.00
Canadian Securities Course (CSC®) for Investors  
Online, interactive program; with online textbook (PDF) $550.00
Online, interactive program; with hard-copy textbook $650.00
Value Pack Combo $926.00
WEALTH MANAGEMENT & PRIVATE BANKING
Wealth Management Price(Cdn$)
Canadian Securities Course (CSC®)  
Online, interactive version with online textbook (PDF) $1065.00
Online, interactive version with hard-copy textbook $1165.00
Canadian Securities Course (CSC®) Value Pack Combo $1465.00
Conduct & Practices Handbook Course (CPH)  
Online, interactive version with online textbook (PDF) $785.00
Online, interactive version with hard-copy textbook $825.00
Wealth Management Essentials (WME)  
Online, interactive version including the online WME textbook & KPMG Tax Planning for You & Your Family (PDF) $1350.00
Online, interactive version including hard-copies of the WME textbook & KPMG Tax Planning for You & Your Family $1450.00
WME for Financial Planners  
Online, interactive version including the online WME textbook & KPMG Tax Planning for You & Your Family (PDF) $825.00
Online, interactive version including hard-copies of the WME textbook & KPMG Tax Planning for You & Your Family $925.00
WME for Investment Managers  
Online, interactive version including the online WME textbook & KPMG Tax Planning for You & Your Family (PDF) $825.00
Online, interactive version including hard-copies of the WME textbook & KPMG Tax Planning for You & Your Family $925.00
WME for Wealth Managers  
Online, interactive version including the online WME textbook & KPMG Tax Planning for You & Your Family (PDF) $825.00
Online, interactive version including hard-copies of the WME textbook & KPMG Tax Planning for You & Your Family $925.00
Advanced Investment Strategies (AIS)  
Online, interactive version with hard-copy textbook $845.00
Online, interactive version with online textbook (PDF) $770.00
Dealing with High Net Worth Clients Program Enrol now
Dealing With Special High Net Worth Client Situations $350.00
Estate Planning For High Net Worth $350.00
Practice Management For High Net Worth $350.00
Retirement Planning For High Net Worth $350.00
Investment Strategies For High Net Worth $350.00
Estate & Trust Management Price(Cdn$)
Estate & Trust Administration (ETA)  

Online, interactive version with hard-copy textbook (excl. Quebec)

$885.00
Online, interactive version with online textbook (PDF) (excl. Quebec) $795.00

Online, interactive version with hard-copy textbook (Quebec)

$885.00
Online, interactive version with online textbook (PDF) (Quebec) $795.00
Estate & Trust Asset Management (ETM)  
Online, interactive version with online textbook (PDF) $295.00
Taxation Considerations for Estates & Trusts (TET)  
Online, interactive version with online textbook (PDF) $295.00
Laws of Estates & Trusts (LET)  
Online, interactive version with online textbook (PDF) - Civil Code (Quebec) $295.00
Online, interactive version with online textbook (PDF) - Common Law (excl. Quebec) $295.00
Ethics & the Client Experience - Estates & Trusts (ECE)  
Online, interactive version with online textbook (PDF) $295.00
Case Application Examination (0537)  
Proctored exam $720.00
Proctored exam (Québec) $720.00
BUSINESS BANKING
Moody's Analytics Small Business Banking Courses Price(Cdn$)
Understanding the Small Business Environment (USBE)  
Online, interactive version with online textbook (PDF) $360.00
Building Relationships with Small Business Clients (BRSB)  
Online, interactive version with online textbook (PDF) $360.00
Small Business Lending (SBL)  
Online, interactive version with online textbook (PDF) $900.00
Delivering Small Business Solutions (DSBS)  
Online, interactive version with online textbook (PDF) $360.00
Small Business Banking Certificate Examination (SBBE)  
Review of course material, Small Business Banking Check & proctored exam $300.00
Moody's Analytics Lending Courses Price(Cdn$)
Moody's Accounting for Credit Professionals  
Online, interactive version with PDF textbook $550.00
Moody's Agribusiness Lending (AGRI)  
Online, interactive version with online textbook (PDF) $550.00
Moody's Analyzing Commercial Real Estate (ACRE)  
Online, interactive version with online textbook (PDF) $580.00
Moody's Commercial Lending (CLCA)  
Online, interactive version $1740.00
Managing Client Relationships (MCR)  
Online, interactive version with online textbook (PDF) $900.00
Moody's Profitability & Credit Risk (PCR)  
Online, interactive version with online textbook (PDF) $420.00
Problem Loans Course (PLC)  
Online, interactive version with online textbook (PDF) $485.00
LEADERSHIP, MANAGEMENT & COMPLIANCE
Securities Sector Price(Cdn$)
Conduct & Practices Handbook Course (CPH)  
Online, interactive version with online textbook (PDF) $785.00
Online, interactive version with hard-copy textbook $825.00
Branch Managers Course (BMC)  
Course includes hard-copy textbook $1280.00
Online, interactive version with PDF textbook $1240.00
Effective Management Seminar (EMS)  
Select your seminar date & time. Register Now
Partners, Directors & Senior Officers Course (PDO)  
Online, interactive version with hard-copy textbook $1360.00
Options Supervisors Course (OPSC)  
Online, interactive version with hard-copy textbook $1195.00
Canadian Commodity Supervisors Exam (CCSE)  
Online, interactive version with hard-copy textbook $1080.00
Chief Compliance Officers Qualifying Exam (CCO)  
Online, interactive version with hard-copy textbook $520.00
Chief Financial Officers Qualifying Exam (CFO)  
Online, interactive version with hard-copy textbook $520.00
Financial Services Industry: Business Drivers & Challenges (FSDC)  
Online, with online interactive content $395.00
Understanding Investment Dealer Business Units  
Online, interactive course $150.00
Applied Investment Dealer Compliance  
Online, interactive course $215.00
Investment Dealer Compliance Course (IDCC)  
Online, interactive version with online textbook (PDF) $995.00
Enhancing Client Relationships - CRM Phase 2 $80.00
Mutual Funds & Exempt Market Dealers Sector Price(Cdn$)
Branch Compliance Officer's Course (BCO)  
Online, interactive version with hard-copy textbook $455.00
Online, interactive version with PDF textbook $415.00
Partners, Directors & Senior Officers Course (PDO)  
Online, interactive version with hard-copy textbook $1360.00
Chief Compliance Officers Qualifying Exam (CCO)  
Online, interactive version with hard-copy textbook $520.00
Banking Sector Price(Cdn$)
Branch Compliance Officer's Course (BCO)  
Online, interactive version with hard-copy textbook $455.00
Online, interactive version with PDF textbook $415.00
Bank Management Fundamentals (BPM)  
Online, interactive version with online textbook (PDF) $565.00
Online, interactive version with hard-copy textbook $640.00
People & Team Management (PTM)  
Online, interactive version with online textbook (PDF) $550.00
Online, interactive version with hard-copy textbook $625.00
Financial Services Industry: Business Drivers & Challenges (FSDC)  
Online, interactive version with online textbook (PDF) $395.00
CONTINUING EDUCATION
Retail Banking Price(Cdn$)
Ethical Practice in the Financial Services Industry (0493) $235.00
Investment Strategies for Retirees* $80.00
Behavioural Finance - Get Inside Your Client's Mind $215.00
Financial Planning for Snowbirds (0450) $130.00
Making Your Message Stick with Today's Client* $150.00
Communicating to Succeed: Business Writing $160.00
Communicating to Succeed: Business Communications $160.00
Communicating to Succeed: Interpersonal Communications Course $160.00
Enhanced Suitability for IIROC Advisors $80.00
Safeguard Elderly Clients from Financial Fraud* $30.00
Understanding the Needs of New Immigrant Clients* $50.00
Financial Planning & Insurance Price(Cdn$)
Behavioural Finance - Get Inside Your Client's Mind $215.00
Business Taxation Issues & Planning (0443) $295.00
Estate Planning* $80.00
Ethical Practice in the Financial Services Industry (0493) $235.00
Financial Planning for Snowbirds (0450) $130.00
Individual Pension Plans* $80.00
Making Your Message Stick with Today's Client* $150.00
Safeguard Elderly Clients from Financial Fraud* $30.00
Understanding the Needs of New Immigrant Clients* $50.00
Communicating to Succeed: Business Writing $160.00
Communicating to Succeed: Business Communications $160.00
Communicating to Succeed: Interpersonal Communications Course $160.00
Social Media Compliance Guidelines $65.00
Tax-Free Savings Account - Rules and Options $80.00
Enhanced Suitability for IIROC Advisors $80.00
Investment Management & Trading Price(Cdn$)
Alternative Assets & Private Equity $80.00
Alternative Strategies: Hedge Funds & Liquid ALTS $200.00
Equity Trading & Sales $215.00
ETFs for Mutual Fund Representatives $179.00
Enhancing Client Relationships – CRM Phase 2 $80.00
Fixed Income Trading & Sales $215.00
Investment Strategies for Retirees* $80.00
Investing in ETF's $110.00
Leveraging CRM to Enhance Client Relationships Register Now
Negative Interest Rates: Origins and Implications $80.00
Portfolio Theory, Asset Allocation & Performance Measurement* $80.00
Responsible Investment: Trends & Opportunities $80.00
Understanding High-Frequency Trading* $80.00
Covered Call Writing* $80.00
How Mutual Funds & Hedge Funds Use Derivatives* $150.00
Principal-Protected Notes* $150.00
Behavioural Finance - Get Inside Your Client's Mind $215.00
Tax-Free Savings Account - Rules and Options $80.00
Trading Compliance for Institutional Registrants $130.00
Tax-Free Savings Account - Rules and Options $130.00
Wealth Management & Private Banking Price(Cdn$)
Behavioural Finance - Get Inside Your Client's Mind $215.00
Business Taxation Issues & Planning (0443) $295.00
Compliance with Know Your Product Requirements $80.00
Cybersecurity & Privacy $80.00
Dealing with High Net Worth Clients Program Enrol now
Dealing With Special High Net Worth Client Situations $350.00
Enhancing Client Relationships – CRM Phase 2 $80.00
Estate Planning* $80.00
Estate Planning For High Net Worth $350.00
Ethical Practice in the Financial Services Industry (0493) $235.00
Financial Planning for Snowbirds (0450) $130.00
Generating Retirement Income (GRICE) $110.00
Individual Pension Plans* $80.00
Insurance for Investment and Tax Minimization Purposes (IITMP) $80.00
Investment Strategies For High Net Worth $350.00
Making Your Message Stick with Today's Client* $150.00
Practice Management For High Net Worth $350.00
Retirement Accumulation Structures and Strategies (RASSCE) $170.00
Retirement Planning For High Net Worth $350.00
Safeguard Elderly Clients from Financial Fraud* $30.00
Understanding the Needs of New Immigrant Clients* $50.00
Communicating to Succeed: Business Writing $160.00
Communicating to Succeed: Business Communications $160.00
Communicating to Succeed: Interpersonal Communications Course $160.00
Social Media Compliance Guidelines $65.00
Tax-Free Savings Account - Rules and Options $80.00
Transitioning into Retirement (TIRCE) $110.00
Insurance for Investment and Tax Minimization Purposes (IITMP) $80.00
Enhanced Suitability for IIROC Advisors $80.00
Working with vulnerable clients $80.00
Business Banking Price(Cdn$)
Making Your Message Stick with Today's Client* $150.00
Business Taxation Issues & Planning (0443) $295.00
Social Media Compliance Guidelines $65.00
Safeguard Elderly Clients from Financial Fraud* $30.00
Understanding the Needs of New Immigrant Clients* $50.00
Leadership, Management & Compliance Price(Cdn$)
Anti Money Laundering & Beneficial Ownership $80.00
Anti Money Laundering & Terrorist Financing for Securities Professionals $80.00
Anti Money Laundering & Terrorist Financing for Banking Professionals (0916) $95.00
Applied Investment Dealer Compliance $215.00
CE Compliance Program Cycle 8 $225.00
CE Ethics Course, Retail Version $225.00
Compliance with Know Your Product Requirements $80.00
Cybersecurity & Privacy $80.00
Enhanced Suitability for IIROC Advisors $80.00
ETFs for Mutal Fund Representatives $179.00
Ethics For Institutional Registrants $80.00
Fixed Income Trading & Sales (FIT) $215.00
Insider Trading: Regulations & Prevention $80.00
Investing in Bitcoin: Opportunities and Risks $130.00
Managed Accounts: Compliance Issues and Considerations $65.00
Managing Compensation Related Conflicts of Interest $130.00
Role of the Gatekeeper $80.00
Safeguarding Market Integrity: Challenges & Solutions $215.00
Social Media Compliance Guidelines $65.00
Overview & Trends: Trade Desk Risk Management & Compliance $225.00
Trading Compliance for Institutional Registrants $130.00
Tax-Free Savings Account - Rules and Options $130.00
Understanding Investment Dealer Business Units $150.00
Working with vulnerable clients $80.00