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Best Execution for Institutional Registrants

 

The Best Execution for Institutional Registrants course will help you understand current Best Execution rules and the amendments that are designed to update best execution practices in the current trading environment. You will learn about the recent changes in the trading environment, including the introduction of unprotected transparent marketplaces, order flow to foreign markets and differences in features in domestic marketplaces. You will also learn about best execution and fair pricing in OTC markets including fixed income.

Who should enrol:

Best Execution for Institutional Registrants is designed for financial professionals. This includes investment advisors, investment representatives, traders, and compliance personnel. It is recommended for individuals who are subject to CE compliance requirements, and for professional development.