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CE Compliance Program Cycle 7



As of January 2nd, 2020 this course will no longer be available for sale.

Looking to get started on your compliance requirements for CE Compliance Cycle 7? Let CSI help you with the CE Compliance Program.

Cycle 7 begins on January 1, 2018 and ends on December 31, 2019. The CE Compliance Program is an all-in-one training solution designed to satisfy your CE compliance requirements for Cycle 7 while keeping you up to date on ever-changing industry rules and practices. The program meets the compliance requirements of the Investment Industry Regulatory Organization of Canada and other financial industry regulators.

For each IIROC continuing education cycle, CSI offers a product called the CE Compliance Program. This fully online program is made up of CE courses and quizzes.

Students can sign up for the program anytime during the cycle. If students are completing the courses to meet IIROC requirements, the program must be completed by December 31 of the last year of the cycle.

Students earn 10 hours of CE compliance credits upon completion of the program.

Who Should Enrol?

This program not only satisfies the CE cycle compliance requirements, but also may be used towards:

  • Continuing Education credits required by all Registered persons.
  • Voluntary Participant CE Compliance requirements.
  • Compliance hours for other regulatory bodies and designation CE requirements.