Looking to get a head start on your compliance requirements for this CE Compliance Cycle? Let CSI help you get started.
For each three year IIROC cycle, CSI offers a product called the CE Compliance Program. This fully online program is made up of three yearly CE modules and three yearly CPH quizzes. The current CE Compliance Program Cycle 5 began on January 1, 2012 and ends on December 31, 2014.
This all-in-one training solution is designed to keep securities and investment firm staff up to date on changing compliance practices. It meets the compliance requirements of the Industry Regulatory Organization of Canada and other financial industry regulators. This three-part offering includes three modules (one release per year) and up-to-date releases of the Conduct and Practices Handbook Course (CPH) as they are updated quarterly.
Extend your CSC and CPH validity period with this course. Learn more about the IIROC’s Voluntary Participation Program.
Who Should Enrol?
This program not only satisfies the CE cycle compliance requirements, but also may be used towards:
- Continuing Education credits required by all Registered persons.
- IIROC CE requirements for Branch Supervisors.
- Voluntary Participant CE Compliance requirements.
- Compliance hours for other regulatory bodies and designation CE requirements.