Canadian Securities Institute, Moody's Analytics Training & Certification Services
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Compliance with Know Your Product Requirements

 

The investment industry has regularly reviewed and issued guidance on new products that often take to the market very quickly, prior to registrants possessing a clear understanding of their true nature. This course emphasizes the importance of the Know Your Product and product due diligence obligations.

Who Should Enrol?

  • Investment Advisors
  • Financial Planners
  • Wealth Managers
  • It is recommended for individuals who are subject to CE compliance requirements