Canadian Securities Institute, Moody's Analytics Training & Certification Services
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At CSI, the well-being of our valued learners and staff is our highest priority. Learn more about our response to COVID-19 and changes to our exam delivery format.

Compliance with Know Your Product Requirements


The investment industry has regularly reviewed and issued guidance on new products that often take to the market very quickly, prior to registrants possessing a clear understanding of their true nature. This course emphasizes the importance of the Know Your Product and product due diligence obligations.

Who Should Enrol?

  • Investment Advisors
  • Financial Planners
  • Wealth Managers
  • It is recommended for individuals who are subject to CE compliance requirements