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Ethics for Institutional Registrants



The Ethics for Institutional Registrants course will provide participants in the investment industry with an overview of what ethics is, why it is important, and how it can be implemented personally, as a supervisor, and within an organization. The course also critically evaluates ethical dilemmas so that registrants can come to a clearer understanding of the nature of the dilemma and so assist them in their decision making process.

Who Should Enrol

Ethics for Institutional Registrants will appeal to all financial professionals, particularly institutional registrants, who want to better understand ethics and ethical decision making. This course will provide financial professionals with knowledge that will better help them understand the risks and regulatory expectations in this area of the industry.