Canadian Securities Institute, Moody's Analytics Training & Certification Services
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ETFs for Mutual Fund Representatives

 

You'll gain a comprehensive understanding of the financial and legal structure of ETFs, creation and redemption processes, and learn about the risks and benefits of holding this popular investment alternative in a portfolio. You will also learn about the various types of ETFs and the taxation implications of holding them.

Upon Completion of the Course Students Will Be Able To:

  • Know how trading on an exchange works
  • Examine the key features, structures and fundamentals of ETFs
  • Understand the distinctions between ETFs and Mutual Funds
  • Describe the disclosure requirements for ETFs
  • Expand your credentials with up-to-date knowledge of this new stock market offering
  • Enlist a systematic approach to investment management
  • List and describe the various types of ETFs
  • Explain the various risks that are specific to ETFs
  • Illustrate how ETFs can fit into a client portfolio

This ten-hour online course is designed for investment professionals who are currently licensed as mutual fund dealing representatives.

QUIZ FORMAT
Quiz Format Online
Question Format Multiple Choice
Questions Per Quiz 40 questions
Attempts Allowed 2
Passing Grade 60%
ENROLMENT PERIOD
Enrolment Period 6 months

Continuing Education (CE) Credits

Click the links below or the buttons at the top of the page on the right side to access CE accreditation information. To search for specific course information, press Ctrl+F and then enter the course name to search the document for the information you are interested in.

National/Provincial (Excluding Quebec)
Download CE Chart (PDF, 163 kb)

Quebec (IQPF/CSF)
Download IQPF/CSF Chart (PDF, 182 kb)

Please note: While CSI makes every effort to ensure that the information is up-to-date, we are unfortunately unable to fully guarantee its accuracy. The information listed in the charts above may be subject to change.

For details on the organizations and other information on CE Credits listed in the above charts, please click here.