| Approximate Hours of Study** | |
|---|---|
| Hours of Study | 3 hours |
What You Will Learn
- The history and development of the exchange-traded fund (ETF) as well as its basic characteristics.
- ETF features
- Current developments
- ETFs compared other managed investments
- ETF legal structures
- The different formats of ETFs, as well as their individual mechanics.
- Explain portfolio construction and the creation/redemption process
- The key details that must be considered to get the most from investment in ETFs.
- ETF alternatives
- International investing
- The regulatory environment
- Gatekeeper responsibilities of the dealer member
- Due diligence responsibilities regarding ETF client suitability
- Sales practice responsibilities regarding leveraged and inverse ETFs
- ETF trading strategies
- Impact of ETF portfolio construction strategies on taxable distributions
- The impact of index volatility on leveraged ETFs returns
- The uses of market and order limits and how time of day of transactions affects various ETF types
| QUIZ FORMAT | |
|---|---|
| Number of Quizzes | 1 |
| Quiz Format | Online |
| Question Format | Multiple Choice |
| Questions Per Quiz | 25 questions |
| Attempts Allowed | Unlimited* |
| Passing Grade | 60%* |
| ENROLMENT PERIOD | |
|---|---|
| Enrolment Period | 6 months |
Continuing Education (CE) Credits
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National/Provincial (Excluding Quebec)
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