Canadian Securities Institute, Moody's Analytics Training & Certification Services
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Investor Confidence 2010

 

Lesson 1: Frauds and Scams

  • Frauds and Scams
  • What’s in a Name
  • Going Phishing
  • The Ontario Heritage Bond Program
  • Fraud and Technology
  • Then Came the Internet
  • "Pump And Dump" Schemes
  • The Short and Distort Scam
  • Boiler Room Operations
  • Two-Stage Stock Scam

Lesson 2: The Different Types of Frauds and Scams

  • Organized Crime's Involvement in the Stock Market
  • Ponzi Schemes
  • Prime Bank Investments
  • Secured Financial Advancement Services
  • Affinity Schemes
  • Tax Scams

Lesson 3: The Effect of Fraud on Investor Confidence and the Industry's Response

  • The Effect of Fraud on Investor Confidence
  • Industry Related Misconduct
  • Making Matters Worse
  • The Industry Fights Back
  • The Need for Good Governance
  • Canada's Different Approach to Governance
  • Regulation
  • Bill C-13
  • Integrated Market Enforcement Teams
  • Analyst Standards
  • What More Needs to be Done?
QUIZ FORMAT
Quiz Format Online
Question Format Multiple Choice
Questions Per Quiz 20
Passing Grade 60%*
Attempts Allowed Unlimited*
ENROLMENT PERIOD
Enrolment Period 6 months

* IMPORTANT: There is no maximum to the number of quiz attempts permitted, but only the first passing grade (60% or over) will appear on official web transcript.

Continuing Education (CE) Credits

Click the links below or the buttons at the top of the page on the right side to access CE accreditation information. To search for specific course information, press Ctrl + F and then enter the course name to search the document for the information you are interested in.

National/Provincial (Excluding Quebec)
Download CE Chart (PDF, 163 kb)

Quebec (IQPF/CSF)
Download IQPF/CSF Chart (PDF, 182 kb)

Please note: While CSI makes every effort to ensure that the information is up-to-date, we are unfortunately unable to fully guarantee its accuracy. The information listed in the charts above may be subject to change.

For details on the organizations and other information on CE Credits listed in the above charts, please click here.

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