Canadian Securities Institute, Moody's Analytics Training & Certification Services
Mobile Menu

At CSI, the well-being of our valued learners and staff is our highest priority. Click here for more information on our response to COVID-19 and booking your exam.

Knowing the Investor

 

The Knowing the Investor course has been developed to help financial professionals in Quebec regulated under Chambre de la sécurité financière (CSF) and l’Institut québécois de la planification financière (IQPF) meet continuing education requirements in Compliance with standards, ethics and professional practices.

This training describes concepts, details and regulations regarding your professional conduct and protection of the public. All of these elements have a common source: know your client (KYC), one of the cornerstones of the investment industry.