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At CSI, the well-being of our valued learners and staff is our highest priority. Given the seriousness of the COVID-19, we suspended all in-person exams in Canada and internationally effective March 16, 2020. We have been monitoring the information from the government and local health authorities, and planning a reopening of some of our exam locations. Click here for more information.

Principal–Protected Notes

 

By enrolling in and completing the Principal–Protected Notes CE Course, you'll obtain an overview of the nature and structure of these products and gain the knowledge required to advise your clients about their suitability. You will also get coverage of a related product called Principal at Risk (PAR) notes.

You'll learn how principal-protected notes are structured, how they work, what factors affect their performance before and at maturity, their risks and fees, and how they fit into an investor's portfolio. As well, you will learn about the features, benefits and risks of PAR notes.

By the end of this course, you'll feel confident in advising your clients about principal-protected and PAR notes and when these products should be added to their portfolios.