What is the Branch Compliance Officer's Course (BCO)?
This course is designed for individuals who supervise mutual funds sales representatives. It meets requirements under the MFDA rules for a branch manager. After completing the course, participants will have acquired the competencies to effectively manage and supervise all aspects of a financial institution's mutual fund dealings within an operating branch. Course participants gain the skills and knowledge to coordinate and administer compliance requirements and deal directly and efficiently with clients.
- Learn more if you're buying for a team
Who Should Enrol?
Financial services professionals who wish to meet the branch manager proficiency requirements in order to assume a supervisory compliance function of a financial institution mutual fund dealer.