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Chief Compliance Officers Qualifying Examination (CCO)

 

Become a Chief Compliance Officer

The Chief Compliance Officers Qualifying Exam (CCO) is a self-study course designed to strengthen your knowledge of compliance rules and practice. Learn how to create and maintain a culture of compliance and bring issues or problems to upper management in a professional and timely manner.

Become a Chief Compliance Officer
Meet IIROC's proficiency requirements for Chief Compliance Officers*

Meet the CSA’s proficiency requirement for Chief Compliance Officers for Exempt Market, Mutual Fund and Scholarship Plan Dealers and Portfolio Managers.

Earn CE Credits
Fulfill 12 hrs of CE Compliance or 30hrs of CE Professional Development

Earn the Certificate in Investment Dealer Compliance
The CCO course is part of a learning pathway towards earning the prestigious Certificate in Investment Dealer Compliance.

Who Should Enrol

Enrol in the CCO if you're:

  • A candidate to become a Chief Compliance Officer
  • Interested in strengthening your knowledge of compliance rules and practices
  • Interested in earning the Certificate in Investment Dealer Compliance.

Course leads to the following credential:

CIDC CIDC

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