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New Entrants Course (NEC)

 

Become Licensed in Canada

The New Entrants Course was developed for experienced financial professionals who have been registered in one of the following countries within the past three years and who wish to become licensed in Canada:

  • United States
  • United Kingdom
  • Hong Kong
  • France

The program focuses on uniquely Canadian investment topics with content derived from the Canadian Securities Course and the Conduct and Practices Handbook Course.

Please note that each province has its own registration requirements. It is strongly recommended that you check with your provincial regulator to determine your registration requirements before you enrol in the NEC.

Who Should Enrol

Enrol in the NEC if you want to be licensed in Canada and are licensed to sell securities, within the past three years, in any one of:

  • United States
  • United Kingdom
  • Hong Kong
  • France