Prepare For a Leadership Position
Become a leader in your firm with the help of the Partners, Directors and Senior Officers Course (PDO). Designed to strengthen your understanding of procedures, rules and practices that are essential to managing an investment dealer, mutual fund dealer firm or exempt market dealer, portfolio manager, scholarship plan dealer, the PDO will prepare you to take your career to the next level.
- Advance Your Career
- Newly-appointed executives (considered to be "mind and management") and Directors (on a Board or similar position) of an investment dealer are required to complete the Partners, Directors and Senior Officers Qualifying Examination in order for your appointment to be approved. The PDO is also one step towards meeting the securities commissions and MFDA requirements to become a chief compliance officer.
- Earn CE Credits
- Fulfill 12 hrs of CE Compliance or 30 hrs of CE Professional Development
Who Should Enrol
Enrol in the PDO if you:
- Want to become a executive, partner, director, senior officer or compliance officer
- Are looking to extend your CSC and/or CPH validity period
