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At CSI, the well-being of our valued learners and staff is our highest priority. Learn more about our response to COVID-19 and changes to our exam delivery format.

WME for Wealth Managers


Learn About:

  • Understanding and responding to clients
  • Regulatory trends, and investment suitability
  • Undertaking budget, savings, and debt planning
  • Personal risk management
  • Family law, dealing with separation and child custody
  • Tax planning, tax effective investments, tax minimization strategies and registered plans
  • Retirement planning, annuity based financial products and estate planning
  • Applying a systematic approach to investment management
  • Debt securities, equity securities and managed products
  • Monitoring and evaluating client investment portfolios and calculating time value of money

What's Included

  • Interactive resources as well as textbook materials in PDF format
  • Online activities including standalone review multiple choice questions and integrated case studies to help students reinforce their learning and to help students reinforce their learning and to help them identify topics that they may need to revisit  while preparing for their exam
  • Access to online discussions forums including access to assistance from CSI's academic support specialists
Approximate Hours of Study**
Hours of Study 110 - 160 hours

** In order to provide some guidance to course participants as to the length of time it will take to be sufficiently prepared to write the final examination, CSI has prepared this estimate of the number of hours an average participant could possibly expect to spend studying for a course. Please note that these are only recommended hours of study developed based on research and our course content, however, this does not mean that some students with exceptional backgrounds would not take less time than recommended or that students with no background at all in finance or economics would not take longer than the maximum.

Exam Weightings
(weightings are approximate)
This exam covers material from the entire Wealth Management Essentials course and focuses on the integration and application of concepts.
Wealth Management Today and Ethics 2%
Understanding the Client, Cash Flow and Loans and Mortgages 16%
Personal Risk Management 2%
Family Law and Tax Planning 12%
Retirement Savings Plans and Employer Pensions, Government Pensions and the Retirement Planning Process, and Annuity Based Financial Products 18%
Estate Planning 8%
Investment Management and Asset Allocation 12%
Equity and Debt Securities 12%

Managed Products


Portfolio Monitoring & Performance Evaluation and Financial Math 8%
Exams 1
Exam Format Paper Or Computer Based
Exam Duration 3 hours
Question Format Multiple Cases with Multiple Choice Questions
Questions Per Exam 50
Attempts Allowed Per Exam 3*
Passing Grade 60%
Assignments None
Enrolment Period 1 year

*There is no charge for your first attempt at a paper-based exam within Canada, as long as it's at a regular exam center and you provide a minimum of 14 days notice before the date that you want to write the exam. If you would like to write a computer-based exam, an additional fee will be required.

Each subsequent paper-based exam attempt at a regular exam centre within Canada will also require an additional fee. This fee is in addition to any special, computer-based or international fees that may apply. You must provide a minimum of 14 days notice within Canada at a regular exam centre and 4 weeks notice for all other centres. Please note that the date of the exam is not part of any notice period.

†Please note: Access to your online materials will close 2 weeks after successful course completion or course expiry (whichever comes first). This course can be extended by 1 year provided you have not exceeded the attempts allowed for each exam. You can view CSI extension fees here. Your enrolment period can only be extended one time.

Important: During a student's enrolment period, CSI may update this course. In that case, details about the update and how it may affect students will be posted online via My CSI. Students are held responsible for and are examinable on the content in the course textbook(s) provided at the time of enrollment unless stated otherwise in My CSI. Students are encouraged to check My CSI regularly throughout their enrolment period.

Continuing Education (CE) Credits

Click the links below or the buttons at the top of the page on the right side to access CE accreditation information. To search for specific course information, press Ctrl + F and then enter the course name to search the document for the information you are interested in.

National/Provincial (Excluding Quebec)
Download CE Chart (PDF, 163 kb)

Quebec (IQPF/CSF)
Download IQPF/CSF Chart (PDF, 182 kb)

Please note: While CSI makes every effort to ensure that the information is up-to-date, we are unfortunately unable to fully guarantee its accuracy. The information listed in the charts above may be subject to change.

For details on the organizations and other information on CE Credits listed in the above charts, please click here.