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At CSI, the well-being of our valued learners and staff is our highest priority. Learn more about our response to COVID-19.

Leadership, Management & Compliance Courses

It doesn't matter whether you're a bank, a private investor, or a corporation - everybody wants the same things:

  • Leadership you can count on
  • Decisions you can have confidence in
  • Greater returns
  • Less risk
  • A more positive customer experience

Today's top financial employers are looking for the next generation of leadership - people committed to strengthening risk culture, improving the customer experience, and ensuring maximum compliance with government regulations.

Compliance and risk management is in hot demand with more and more top employers seeking to reduce both operational and financial risk for their organizations and consumers, with leadership to drive their business forward.

 

Career Success Factors

Career Success Factors

Retail Banking in Canada

Retail Banking in Canada

Learn More About
Industry Roles

Chief Compliance Officer Chief Compliance Officer
Compliance Officer Compliance Officer
Investment Dealer Branch Manager Investment Dealer
Branch Manager
Market Risk Managers Market Risk Manager
Chief Financial Officer Chief Financial Officer
Branch Manager Branch Manager

 

Courses

Securities Sector

  • Conduct and Practices Handbook Course (CPH)
  • Investment Dealer Supervisors Course (IDSC)
  • Effective Management Seminar (EMS)
  • Partners, Directors and Senior Officers Course (PDO)
  • Options Supervisors Course (OPSC)
  • Canadian Commodity Supervisors Exam (CCSE)
  • Chief Compliance Officers Qualifying Exam (CCO)
  • Chief Financial Officers Qualifying Exam (CFO)
  • Financial Services Industry: Business Drivers and Challenges (FSDC)
  • Understanding Investment Dealer Business Units (UIDB)
  • Applied Investment Dealer Compliance (AIDC)
  • Investment Dealer Compliance Course (IDCC)
  • Enhancing Client Relationships – CRM Phase 2
  • CE Compliance Program Cycle 8
  • CPH for Industry Professionals

Mutual Funds and Exempt Market Dealers Sector

  • Branch Compliance Officer's Course (BCO)
  • Partners, Directors and Senior Officers Course (PDO)
  • Chief Compliance Officers Qualifying Exam (CCO)
  • ETFs for Mutal Fund Representatives (ETFM)

Banking Sector

  • Branch Compliance Officer's Course (BCO)
  • Bank Management Fundamentals (BFM)
  • Business Development Planning – Bank Management
  • People and Team Management (PTM)
  • Financial Services Industry: Business Drivers and Challenges (FSDC)

Learn More About
Credentials

Learn more about credentials

What's New

What's New

  • CE Cycle 9
  • CE Tracker Tool
  • Investing in Inflationary Times
  • CE Finder Tool
  • Investment Dealer Supervisors Course (IDSC)

Top Courses

Top Courses

  • Canadian Securities Course (CSC®)
  • Investments Funds In Canada (IFC)
  • Personal Financial Services Advice
  • Wealth Management Essentials
  • Derivatives Fundamentals Course

Find Courses

Find a Course

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Corporate Solutions

Learning Solutions

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