It doesn't matter whether you're a bank, a private investor, or a corporation - everybody wants the same things:
- Leadership you can count on
- Decisions you can have confidence in
- Greater returns
- Less risk
- A more positive customer experience
Today's top financial employers are looking for the next generation of leadership - people committed to strengthening risk culture, improving the customer experience, and ensuring maximum compliance with government regulations.
Compliance and risk management is in hot demand with more and more top employers seeking to reduce both operational and financial risk for their organizations and consumers, with leadership to drive their business forward.
Career Success Factors
Retail Banking in Canada
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Chief Compliance Officer |
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Compliance Officer |
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Investment Dealer Branch Manager |
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Market Risk Manager |
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Chief Financial Officer |
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Branch Manager |
Courses
Securities Sector
- Conduct and Practices Handbook Course (CPH)
- Investment Dealer Supervisors Course (IDSC)
- Effective Management Seminar (EMS)
- Partners, Directors and Senior Officers Course (PDO)
- Options Supervisors Course (OPSC)
- Canadian Commodity Supervisors Exam (CCSE)
- Chief Compliance Officers Qualifying Exam (CCO)
- Chief Financial Officers Qualifying Exam (CFO)
- Financial Services Industry: Business Drivers and Challenges (FSDC)
- Understanding Investment Dealer Business Units (UIDB)
- Applied Investment Dealer Compliance (AIDC)
- Investment Dealer Compliance Course (IDCC)
- Enhancing Client Relationships – CRM Phase 2
- CE Compliance Program Cycle 8
- CPH for Industry Professionals
Mutual Funds and Exempt Market Dealers Sector
- Branch Compliance Officer's Course (BCO)
- Partners, Directors and Senior Officers Course (PDO)
- Chief Compliance Officers Qualifying Exam (CCO)
- ETFs for Mutal Fund Representatives (ETFM)
Banking Sector
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Credentials
