The Certificate in Equity Trading and Sales provides you with comprehensive knowledge in capital markets, fundamental and technical analysis, and stock exchange rules. Using realistic scenarios, you will learn the role of a trader, the ins and outs of agency trading, proprietary trading, and market making with a foundational understanding of risk-management principles.
YOU WILL DEVELOP
| A better understanding of capital markets, the benefits and risks of various investment products | Soft skills to advance your customer relationships and sales skills | The various types of derivative instruments and how they are priced |
| How to evaluate investment and trading opportunities | Universal market integrity and exchange rules | How to maximize compliance and minimize risk |
| The difference between market makers, agency traders, and propriety traders |
LEARNING PATHWAY
NOTICE – 5 YEAR RULE: The educational path must be completed not more than 5 years prior to application to receive the certificate. If an individual has exceeded the 5 year time line, completion of the highest level requirement in the educational path (or equivalent) will be required prior to being granted the certificate.
LEADS TO careers SUCH AS:
- Trader
- Equity Sales
- Mutual Fund, Hedge Fund, Pension Fund managers (buyers)
- Portfolio Manager
- Investment Representative
- Analyst