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Certificate in Investment Dealer Compliance

Are you interested in advancing or embarking on your compliance career?

The Certificate in Dealer Compliance is the only program of its kind in Canada specifically tailored to provide specialized knowledge of compliance issues, actions, and impacts to business units within securities firms. This industry recognized program applies to both retail and institutional dealer settings.

YOU WILL DEVELOP

Full compliance of all IIROC proficiency requirements (CSC, CPH, BMC and CCO) Increased knowledge of key facets of compliance Dealer compliance skills applicable to both Retail and Institutional Settings

LEARNING PATHWAY

CIDC Pathways

*Or completion of the Partners, Directors, and Senior Officers (PDO) course.

LEADS TO careers SUCH AS:

  • Compliance Analyst
  • Risk Manager
  • Retail Account Supervisor
  • Branch Manager
  • Compliance Officer