Choose the course that best fits your long term goals! |
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Open up a Variety of Financial Services |
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| Defacto entry requirement for many financial services jobs |  |
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Satisfy Regulatory Requirements |
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| Completes the first step towards earning your investment representative or registered representative license | |
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| Completes the first step towards fulfilling the Portfolio Management Registration requirements with the Investment Industry Regulatory Organization of Canada (IIROC) or Canadian Securities Administrators (CSA) | |
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| Recognized by regulatory bodies in the United States, United Kingdom, Hong Kong and France for broker/advisor registration (local top-up would be required) | |
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| Fulfill the licensing requirement for the following CSA licensing categories: | |
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| Mutual Fund Sales Representative | |
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| Exempt Market Dealer Representative | |
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Extend Course Validity Beyond Regulatory |
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| Once completed, this course can be kept valid for IIROC purposes beyond its regulatory time limit through participation in IIROC's Voluntary Participation Program or completion of a higher level course approved by IIROC. | |
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Extra Features to Help with Learning |
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*available on the CSC Value Pack |
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Leads to the Following Credentials: (mouse over for more information) |
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| Personal Financial Planner (PFP®) | |
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| Chartered Investment Manager (CIM®) | |
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| MTI® - Estate and Trust Professional | |
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| Certificate in Investment Dealer Compliance | |
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| Certificate in Financial Services Advice | |
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| Certificate in Fixed Income Trading and Sales | |
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| Certificate in Advanced Investment Advice | |
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| Certificate in Equity Trading and Sales | |
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| Certificate in Advanced Mutual Funds Advice | |
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| Certificate in Personal Banking | |
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Expand Your Knowledge in These Areas: |
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| The Canadian securities industry, markets and the regulatory environment | |
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| The various components of a securities dealer | |
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| Financing and listing of securities | |
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| Market and economic events impacting investment performance | |
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| Analyzing corporate financial statements | |
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| In-depth coverage of equity and fixed-income securities | |
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| Fundamental and technical analysis | |
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| Structured products including ETFs | |
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| Fee-based accounts | |
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| Managing products including Mutual Funds | |
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| The portfolio management process and asset allocation | |
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| Dealing with institutional clients | |
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| Securities Industry standards of conduct and the code of ethics | |
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