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At CSI, the well-being of our valued learners and employees is our highest priority. Given the seriousness of the Coronavirus (COVID-19) and the danger of contagion, effective March 16, 2020, we have suspended all in-person exams in Canada and internationally until further notice. Click here to read more about the precautionary actions we are taking during these difficult times.

Effective Management Seminar

IMPORTANT

New IIROC Rules effective June 2020 no longer require the Effective Management Seminar for Supervisors/Branch Managers. The EMS is therefore no longer offered.

Prepare to step into a supervisory position in a securities firm by enrolling in the Effective Management Seminar. Led and conducted by industry experts, this two-day, classroom-style course is fast-paced, challenging and intensive.

Who should enrol?

  • Securities industry supervisors of Registered Representatives (Investment Advisors) dealing with retail clients, who must complete this seminar within 18 months of their appointment.
  • Other securities dealer supervisors whose firms have recommended completion of EMS.
  • Other managers required to take this seminar by a securities commission or other regulatory body.
  • Branch managers in any area of the financial services industry who supervise operations.