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CSI will be performing system maintenance on Saturday May 11th from 5 a.m. until 1 p.m. ET. You will not have access to your “myCSI” student account, nor will you be able to book, cancel or reschedule exams during this time. You can still access your online course materials by visiting connect.csi.ca then connecting to “Blackboard Learn”.

Important :

This course is not available for sale.

About

Since the late 1990s, a more competitive capital market landscape has spawned innovation, resulting in the launch of several marketplaces that attempt to differentiate their offerings based on order types, pricing structures, and client segments (retail, institutional, proprietary). Technology and regulation have driven much of this development, resulting in the multi-venue universe that we have today. In this environment, trading compliance is a regulatory priority.

Who should enrol?

Trading Compliance for Institutional Registrants is designed for financial professionals. This includes investment advisors, investment representatives, traders, and compliance personnel. It is recommended for individuals who are subject to CE compliance requirements, and for professional development.

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