About
The Canadian Compliance Course (CCC) meets the CSA’s proficiency requirements for those who aspire to become the Chief Compliance Officer of a mutual fund dealer, exempt market dealer, scholarship plan dealer, investment fund manager, or portfolio manager.
What skills will you develop?
This course explores the compliance requirements of registered firms in Canada and provides course participants with the proper tools and skills to discharge their obligations properly and effectively.
Who should enrol?
- Those seeking to become a Chief Compliance Officer (CCO) for a mutual fund dealer, exempt market dealer, scholarship plan dealer, investment fund manager, or portfolio manager
- Anyone interested in learning about the compliance requirements, duties, and activities of registered firms in Canada