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What are the course modules?
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Course 1 - Conflicts of Interest - CFR 2026 Series
Topics covered in this section are:
- Understanding Conflicts of Interest
- Addressing Conflicts of Interest
- Note Taking and Documentation
Course 2 - Know Your Product - CFR 2026 Series
Topics covered in this section are:
- Background on KYP and Historical Issues
- Applicable Industry Rules and Regulations
- The Creation and Implementation of a KYC and Product Due Diligence Program
- Note Taking and Documentation
Course 3 - Enhanced KYC and Suitability - CFR 2026 Series
Topics covered in this section are:
- Overview of KYC and Suitability
- The Know Your Client Rule
- Suitability Determination
Course 4 - Keeping up with Regulatory Change
Topics covered in this section are:
- Overview of the CFRs and the Regulatory Environment
- Relationship Disclosure and other Regulatory Requirements
- Ethical Conduct and the Consequences of Noncompliance
How will you learn?
CSI’s online learning system helps you meet your study goals. You’ll benefit from:
- eLearning course delivered in an easy to read modularized format, available 24/7
- Available in both English and French
- Includes a short online test to validate that employees have completed the training
- Provides tracking and reporting of employees that are registered and have completed the training requirement
- Easy registration into the eLearning through a jump page