In a complex and evolving financial landscape, professionals must stay knowledgeable and compliant with the changing rules and regulations as laid out by the provincial securities administrators and the Canadian Investment Regulatory Organization (CIRO). The Conduct and Practices Handbook Course (CPH®) helps demystify the regulatory environment, providing you with a clear and current understanding of the rules, regulations, practices and ethics that will guide you through your career as an investment advisor or representative.

What skills will you develop?

  • Compliance with regulatory requirements including CIRO proficiency requirements
  • Demonstrated commitment to ethical practice and decision making
  • A keen understanding of standards of conduct
  • Deeper knowledge of securities rules and legislation

Who should enrol?

Enrol in the CPH® if you:

  • Are subject to meeting CIRO registration proficiency requirements that include this course
  • Are a financial services professional
  • Want a broader understanding of regulations governing securities professionals

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