What is the course syllabus?
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Lesson 1: Overview of Managed Account Trends
- Overview of Advisor Managed Accounts
- Managed Accounts versus Discretionary Accounts
- Who Can Deal in and Supervise Managed Accounts
Lesson 2: Operating and Supervising a Managed Account
- Opening, Maintaining, and Terminating a Managed Account
- Supervision of Managed Accounts
Lesson 3: Fiduciary Duty and Discretionary Authority
- What is a Fiduciary?
- Suitability Versus Fiduciary
- Compensation Related Conflicts for Advisor Managed Accounts