What is the course syllabus?
Expand All|
Collapse All
- Overview of Advisor Managed Accounts
- Managed Accounts versus Discretionary Accounts
- Who Can Deal in and Supervise Managed Accounts
- Opening, Maintaining, and Terminating a Managed Account
- Supervision of Managed Accounts
- What is a Fiduciary?
- Suitability Versus Fiduciary
- Compensation Related Conflicts for Advisor Managed Accounts