Hours of study: 50 – 60 Hours

Enrolment Period: 1 Year

What is the CCO exam weighting?

Exam Topics Weightings
The Role of Compliance and Formal Compliance Structure 15%
Canada’s Regulatory Environment and Basic Securities Law 13%
CCO Skill Requirements 21%
Implementation of Skills 39%
Regulatory Investigations and Reporting 12%

What is the CCO exam structure?

Structure Information
Exams 1
Exam Format Proctored (remote or in-person at a test centre)
Exam Duration 3 Hours
Question Format Multiple-choice
Questions Per Exam 100
Attempts Allowed Per Exam 3
Passing Grade 60%
Assignments None

What Continuing Education (CE) credits will you earn?

AccreditationCredits
ADVOCIS Structured Learning CE30
PFP Compliance10
PFP Professional development20
MTI30
CIM Professional development20
CIM Compliance10
ICM Life Insurance5
CIWM Compliance10
CIWM Professional development20
CFP Practice Management30
CSF General Subjects 5
CSF Compliance 15
CIRO-ID Professional Development20
CIRO-ID Compliance10
QAFP Practice Management30
CIRO-MF Business Conduct - Other8
CIRO-MF Professional Development5

View CE credits for all CSI courses and all associations.

While CSI makes every effort to ensure that the information is up-to-date, we are unfortunately unable to fully guarantee its accuracy. The information listed in the chart may be subject to change.

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