Important: Some users may be experiencing difficulties accessing the Learning Platform; our team is investigating and working on a resolution. We apologize for any inconvenience this may cause.
About
The Exempt Market Proficiency Course is a proficiency requirement for those individuals seeking registration as Exempt Market Dealers – Dealing Representatives and Chief Compliance Officers.
What skills will you develop?
The EXMP course introduces students to complex financial instruments and prepares them to operate in the world of private capital markets.
Who should enrol?
- Anyone wishing to become an exempt market dealer representative
- Exempt market dealer chief compliance officers
- Investment professionals looking to provide advice on exempt securities
- Anyone looking for a greater understanding of exempt securities