What will you learn about?
- The capital markets and the exempt market
- The all-important know-your-client (KYC) and know-your-product (KYP) rules
- Ethical conduct, the private placement process, how different issuers are structured
- Compliance requirements and features of common exempt securities.
What is the course syllabus?
Expand All|
Collapse All
How will you learn?
CSI’s online learning system helps you meet your study goals. You’ll benefit from:
- Textbook readings available in PDF
- Course materials accessed through your computer, laptop, tablet, or phone
- Learning objectives that help you to keep the learning focused
- Course updates to ensure that the learning material reflects the most current and best practical material
- Assistance from CSI’s academic support specialists