Take advantage of our exclusive, limited-time discount of 10% off your CPH® registration before September 30, 2022.

In a constantly evolving financial landscape, a clear understanding of the changing regulations is critical for financial professionals and organizations to stay compliant. The Conduct and Practices Handbook Course (CPH®) will broaden your career horizon as a specialist and advance your career as an investment advisor or representative, so that you can help your client make the right investment decisions.

The CPH® will provide you with practical knowledge of:

  • The standards of conduct, including the “Know Your Client” rule
  • Self-regulatory organizations’ specific rules governing conduct
  • Provincial securities legislation
  • Guidelines for appropriate dealings with clients
  • Ethics theory and application in a securities firm environment
  • The Canadian regulatory environment

Course Features


Self-paced modules spread across 40 - 55 hours


Online learning format, available 24/7


Earn a globally recognized CSI certificate