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Take advantage of our exclusive, limited-time discount of 10% off your CPH® registration before September 30, 2022.
In a constantly evolving financial landscape, a clear understanding of the changing regulations is critical for financial professionals and organizations to stay compliant. The Conduct and Practices Handbook Course (CPH®) will broaden your career horizon as a specialist and advance your career as an investment advisor or representative, so that you can help your client make the right investment decisions.
The CPH® will provide you with practical knowledge of:
- The standards of conduct, including the “Know Your Client” rule
- Self-regulatory organizations’ specific rules governing conduct
- Provincial securities legislation
- Guidelines for appropriate dealings with clients
- Ethics theory and application in a securities firm environment
- The Canadian regulatory environment
Course Features
Self-paced modules spread across 40 - 55 hours
Online learning format, available 24/7
