The Branch Compliance Officer’s Course (BCO) is designed for individuals who supervise mutual funds sales representatives. It meets requirements under the MFDA rules for a branch manager. After completing the course, participants will have acquired the competencies to effectively manage and supervise all aspects of a financial institution’s mutual fund dealings within an operating branch.
Course participants gain the skills and knowledge required to effectively manage and supervise an operating branch of a mutual fund dealer related to a financial institution, to coordinate and administer compliance requirements, and help them ensure that clients receive quality service and informed advice when considering the purchase or redemption of mutual funds.
Enrol in the BCO if you’re a financial services professional who wishes to meet the branch manager proficiency requirements in order to assume a supervisory compliance function of a financial institution mutual fund dealer.