Quick Links

CSI will be performing system maintenance on Saturday May 11th from 5 a.m. until 1 p.m. ET. You will not have access to your “myCSI” student account, nor will you be able to book, cancel or reschedule exams during this time. You can still access your online course materials by visiting connect.csi.ca then connecting to “Blackboard Learn”.

Important :

This course is not available for sale.

About

The Managing Compensation Related Conflicts of Interest course will help you understand the historical context of conflicts of interest in the investment industry while developing your understanding of the requirements under recent regulatory changes (such as the Client Relationship Model). It will provide a framework to help you understand how conflict requirements and considerations are reflected in existing rules and how to apply those standards in your day-to-day activities.

The course also explores how conflicts continue to be a focus area for regulators and underpin many regulatory initiatives, including those involving a best interests standard, mutual fund fees, fee-based accounts, personal financial dealings, and others.

Who should enrol?

Managing Compensation Related Conflicts of Interest is designed for financial professionals including investment advisors, and compliance personnel. It is recommended for individuals that are subject to CE compliance requirements, and for professional development.

Request More Information

Would you like to keep informed about CSI's products and promotions?

Promotion Check