Previously Offered Courses

A

• Advanced Retirement & Estate Planning Strategies (ARES)
• Advanced Retirement Management Strategies (ARMS)
• Advanced Estate Planning* & Trust Strategies (AETS)
• AFP Exam Prep Tool
• Alternative Assets and Private Equity - June 22 2022
• Anti Money Laundering & Terrorist Financing for Banking Professionals (0916) - Feb 1, 2022
• Anti Money Laundering & Terrorist Financing for Insurance Professionals (0917)
• Anti Money Laundering & Terrorist Financing for Securities Professionals - Feb 1, 2022
• Advanced Derivatives Market Strategies (ADMS) - Dec 31, 2025

B

• Bank Financial Risk Management (0015)
• Basics of Pension Plans (0477)
• Behavioural Finance- Get Inside Your Clients Mind - Apr 1, 2024
• Benefit Plans (0452)
• Building High Net Worth
• Business Finance (0950)
• Business Succession for Small Business Clients
• Business Succession Planning (0442)
• Business Taxation Issues and Planning (0443) - Feb 1, 2022
• Broker Liability
• Building a Mutual Funds Advisory Practice (BMAP) - Oct 12, 2022
• Behavioral Finance - Get Inside Your Clients Mind - Dec 31, 2025

C

• Canadian Funds Course (CFC)
• Canadian Insurance Course (CIC)
• Canadian Insurance Course-Fast Track (CICT)
• CE Ethics Course, Institutional Version
• CE Compliance Program Cycle 5
• CE Compliance Program Cycle 6
• Charts and Formations
• Commodities as Investments (CAI)
• Compliance with Know Your Product Requirements - Feb 1, 2022
• Communicating to Succeed: Business Communications - Feb 1, 2022
• Communicating to Succeed: Business Writing - Feb 1, 2022
• Communicating to Succeed: Interpersonal Communications Course - Feb 1, 2022
• Conflicts of Interest
• Consequences of Non-Compliance in the Securities Industry 2013
• Consumer Behaviour and Financial Needs (0930)
• Consumer Credit (0551)
• Consumer Credit and Mortgage Advice (CCMA)
• Commercial Mortgage Lending (0558)
• Communicating to Succeed (0920)
• Corporate Governance
• CPH for Industry Professionals
• CSI Reference Materials
• CSC® Audiobook
• CSC® Refresh
• CSC® Webcast
• CSI Capstone course for CFP Certification
• Certificate in Advanced Mutual Funds Advice (CMFA) - Oct 12, 2022
• CE Compliance Program Cycle 7
• CE Compliance Program Cycle 8
• CE Compliance Program Cycle 9

D

• Debit Card Compliance (0919)
• Developing a Social Media Plan for Financial Professionals

E

• Energy Markets - Risk Management Course (ERM)
• Enhanced Suitability for IIRCO Advisors - Feb 18, 2022
• Engineering of a Trust
• Equity Monetization
• Equity Trading and Sales - Feb 1, 2024
• Enhancing Client Relationships CRM Phase 2 - Feb 1, 2022
• ETFs for Mutual Fund Representatives
• ETFs: Opportunities and Risks
• Estate Planning - July 2, 2024

F

• Financial Management in Retirement
• Financial Markets Risk Management Course (FRM)
• Financial Modeling Course (FMC)
• Financial Planning Course for Insurance Professionals (FPP)
• Financial Planning Knowledge Review (FPKR) - May 2021
• Financial Products and Services (0945)
• Financial Services: An Overview (0591)
• Financial Statements for Small Business (0669)
• Financial Marketing (0020)
• Financial Modelling Course
• Fixed-Income Investing
• Fixed Income Trading Sales - Feb 1, 2024
• Fraud – Protect Yourself and Your Firm 2010
• Fundamentals of Financial Planning (FOFP) - Oct 12, 2022

G

• Global Financial Systems and Markets (0018)
• Guidelines for IIROC Advisors Using Social Media
• Guidelines for Financial Professionals Using Social Media

H

• Hedge Fund Essentials for Today's Financial Professional
• Human Resources Management (0016)

I

• Income Trusts
• Integrative Project – FICB (0030)
• Introduction to Bank Financial Risk Management (0935)
• Introduction to Law: Wills (0456)
• Introduction to Social Media for Financial Professionals
• Investment Funds: An International Perspective (0270)
• Investor Confidence 2010
• Individual Pension Plans - May 1st 2023
• Insurance for Investment and Tax Minimization Purposes - December 2023
• Investment Strategiesfor Retirees - July 2024
• Insider Trading: Regulations And Prevention (ITRP) - November 2024
• International Taxation for Canadians
• Individual Pension Plans for Business Owners

J

K

• Knowing the Investor
• Know Your Product

L

M

• Marketing (0915)
• Managing Compensation Related Conflicts of Interest - Feb 1, 2022
• Making Your Message Stick With Today’s Client (MMS)

N

O

• Options Strategies Course (OSTC)
• Organizational Behaviour (0910)
• Overview and Trends: Trade Desk Risk Management and Compliance - Feb 1, 2022

P

• Planning Strategies for Seniors: The Home Income Plan (0576)*
• Pre-Retirement Planning
• Privacy: Personal Information Protection Federal (0902)
• Privacy: Personal Information Protection Alberta (0912)
• Privacy: Personal Information Protection BC (0922)
• Private Placements and Prospectus-Exempt Securities - Feb 1, 2022
• Professional Financial Planning Course (PFPC®)
• Portfolio Theory, Asset Allocation and Performance Measurement - Feb 1, 2022

Q

• Quantitative Analysis

R

• Residential Mortgage and Lending (0552)
• Responsible Investment: Trends & Opportunities
• Retirement Planning (0465)
• Risk Management in the Securities Industry 2010
• Role of the Gatekeeper - July 2, 2024

S

• Small Business Operations and Financial Analysis (SBOF)
• Socially Responsible Investing
• Safeguarding Market Integrity: Challenges and Solutions - Feb 1, 2022
• Strategic Thinking (0029)
• Strategic Wealth 360 (SW360)
• Social Media Compliance Guidelines
• Sales and Trading Compliance for investment Representatives

T

• Trading Compliance for Investment Representatives - Feb 1, 2022
• Trading Compliance for Institutional Registrants - Feb 1, 2022
• Trusts as Financial and Estate Planning Tools (0459)
• Trust Structures
• The 90-Day MF Skills Builder

U

• Understanding Margin: Benefits and Risks
• Understanding Private Equity
• Understanding the Needs of New Immigrant Clients
• Using IT to Gain Competitive Advantage (0019) - Feb 1, 2022

V

W

• Working with Aging Clients
• Working with Aging Clients - Best Practices and Compliance Guidance
• Working with vulnerable clients - Feb 1, 2022

X

Y

Z