Effective January 1, 2026, the proficiency rules applicable to Investment Dealer Approved Persons with CIRO have changed. This course is no longer acceptable for the purposes of CIRO approval with an Investment Dealer.
For more information, visit the CIRO Proficiency website.
| Exam Topics | Weightings |
|---|---|
| Futures Regulation and Supervision | 55% |
| Special Risks of Futures Trading | 10% |
| Margin Requirements and Control Measures | 20% |
| Financial Conditions of Registration | 15% |
| Structure | Information |
|---|---|
| Exams | 1 |
| Exam Format | Proctored (remote or in-person at a test centre) |
| Exam Duration | 2 Hours |
| Question Format | Multiple-choice |
| Questions Per Exam | 65 |
| Attempts Allowed Per Exam | 3 |
| Passing Grade | 60% |
| Assignments | None |
| Accreditation | Credits |
|---|---|
| DFSA Compliance | 10 |
| DFSA Professional Development | 20 |
| MTI | 30 |
| PFP Compliance | 10 |
| CIM Compliance | 10 |
| CIM Professional development | 20 |
| CIWM Compliance | 10 |
| ADVOCIS Structured Learning CE | 30 |
| QAFP General CE | 30 |
| CFP General CE | 30 |
View CE credits for all CSI courses and all associations.
While CSI makes every effort to ensure that the information is up-to-date, we are unfortunately unable to fully guarantee its accuracy. The information listed in the chart may be subject to change.