The financial services industry has undergone major regulatory changes to ensure transparency and clarity for investors. In addition, there is increased market volatility, periodic scandals and an aging demographic with a protective eye on its retirement assets. In this environment, there is greater scrutiny from clients, regulators and employers, making the role of individuals with compliance expertise increasingly valuable.
The Investment Dealer Compliance Course is the only course of its kind in Canada. It focuses on various scenarios and addresses the complex issues currently faced by compliance officers. It gives individuals a solid foundation in structures, processes, risk management, investigations, and procedures common in the compliance and regulatory realm.
Enrol in the IDCC if you:
*While partly based on licensing courses, the IDCC is not a licensing course.
If you’ve completed one of the licensing courses (BMC, IDSC, or CCO) or you are planning to enrol in one of them in the near future, Route 2 is the appropriate path for you.