CSI will be performing system maintenance on Saturday May 11th from 5 a.m. until 1 p.m. ET. You will not have access to your “myCSI” student account, nor will you be able to book, cancel or reschedule exams during this time. You can still access your online course materials by visiting connect.csi.ca then connecting to “Blackboard Learn”.

What will you learn about?

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Lesson 1: Sales and Trading

Topics covered in this Lesson are:

  • Minimum Standards for Institutional Supervision
  • Dealing with Institutional Client Accounts
  • Trading Operations and Rules
  • Fixed Income Sales and Trading
  • The Role of the Gatekeeper
  • Manipulative or Deceptive Trading
  • Improper Orders and Trades
  • Trading Halts, Delays, and Suspensions

Lesson 2: Investment Banking

Topics covered in this Lesson are:

  • Information Barriers and Restricted Lists
  • Underwriting Due Diligence
  • The Research Department
  • Financial Engineering
  • Illegal Insider Trading and Tipping
  • Ethics