In this course, you will learn how to deal with legal requirements and resolve ethical dilemmas. Specifically, you will discover how the concepts of contracts, property, types of security, and contractual liability apply to financial transactions. You will also learn about the foundational elements of ethical practice, including values, ethical dilemmas, and trust.

Who should enrol?

Enrol in the Legal and Ethical Aspect of Financial Planning course if you’re:

  • A professional who must learn to comply with standards and laws that govern behaviour and responsibilities in the execution of a wide variety of financial operations
  • A professional working towards obtaining financial planning credentials
  • Experienced in the financial services field and looking to further advance a career in financial planning by pursuing the Quebec financial planning designation, Fin.Pl