Legal and Ethical aspects of Financial Planning – Quebec (LEFP)

Hours of Study: 50 – 70 Hours

Enrolment Period: 1 Year

What Continuing Education (CE) credits will you earn?

ADVOCIS Structured Learning CE45
CIM CIM Professional development40
CSF Compliance 10
CSF Mutual Funds10
IIROC Professional Development20

View CE credits for all CSI courses and all associations.

While CSI makes every effort to ensure that the information is up-to-date, we are unfortunately unable to fully guarantee its accuracy. The information listed in the chart may be subject to change. More detailed information on CE Credits is available.

What is the exam weighting?

Exam Topics Weighting
Contractual Obligations 18%
Property and Security 28%
Legal and Professional Liability 14%
Values as the Foundation for Ethical Practice and Ethical Systems 20%
Nature of Ethical Dilemmas and Ethics and Trust 20%

What is the exam structure?

Structure Information
Exam 1
Exam Format Proctored (remote or in-person at a test centre)
Exam Duration 2 hours
Question Format Multiple-choice
Questions Per Exam 50
Attempts Allowed Per Exam
Passing Grade 60%